Informasi Tambahan
| Berat | 450 gram |
|---|---|
| Berat Buku (gram) | 450 |
| Cetakan | 1 |
| Halaman | 428 |
| ISBN | 978-602-422-702-9 |
| Jenis Cover | Art Carton |
| Jilid | Perfect Bending |
| Pengarang | Dr. Mas Rahmah, S.H., M.H., LL.M. |
| Tahun Terbit | Apr-19 |
| Ukuran | 15 x 23 |
Daftar Isi
KATA PENGANTAR vii DAFTAR ISI ix BAB 1 TINJAUAN UMUM PASAR MODAL 1 A. Pengertian dan Hakikat Pasar Modal .....................................................................1 B. Sejarah Pasar Modal.........................................................................................................6 C. Fungsi Pasar Modal.........................................................................................................14 D. Landasan Hukum dan Pengaturan Pasar Modal............................................ 17 1. Undang-Undang Pasar Modal.............................................................................20 2. Undang-Undang Terkait..........................................................................................20 3. Peraturan Pemerintah..............................................................................................20 4. Keputusan Menteri Keuangan............................................................................20 5. Peraturan Bapepam/OJK...........................................................................................21 6. Peraturan dari Self Regulatory Organization (SRO)............................ 38 BAB 2 KELEMBAGAAN PASAR MODAL 47 A. Struktur Kelembagaan.................................................................................................47 B. Lembaga Pengawas Pasar Modal...........................................................................48 1. Lembaga Pengawas Sebelum UUOJK............................................................. 48 2. Lembaga Pengawas Pasar Modal Setelah UUOJK...................................54 C. Self Regulatory Organization (SRO)....................................................................56 1. Bursa Efek......................................................................................................................... 65 2. Lembaga Kliring dan Penjaminan (LKP)........................................................79 3. Lembaga Penyimpanan dan Penyelesaian (LPP).....................................82 c. Perusahaan Efek..............................................................................................................88 1. Fungsi Perusahaan Efek..........................................................................................88 2. Jenis Kegiatan Perusahaan Efek........................................................................90 D. Lembaga Penunjang Pasar Modal.........................................................................95 1. Kustodian......................................................................................................................... 95 2. Biro Administrasi Efek..............................................................................................99 3. Wali Amanat .................................................................................................................102 E. Profesi Penunjang Pasar Modal............................................................................103 1. Akuntan...........................................................................................................................103 2. Konsultan Hukum..................................................................................................... 107 3. Penilai (Appraisal)....................................................................................................... 111 4. Notaris................................................................................................................................113 BAB 3 EFEK YANG DIPERDAGANGKAN DI PASAR MODAL 117 A. Efek Sebagai Instrumen Pasar Modal................................................................ 117 B. Efek sebagai Benda/Komoditas Transaksi.......................................................118 C. Jenis Efek...........................................................................................................................120 1. Efek Bersifat Ekuitas/Penyertaan (Equity) ..............................................120 2. Efek Bersifat Utang....................................................................................................127 D. Efek Derivatif (Derivative Securities)................................................................ 134 1. Opsi (Option)..................................................................................................................134 2. Right (Hak Memesan Efek Terlebih Dahulu)............................................134 3. Waran (Warrant)........................................................................................................ 136 4. Efek Konversi (Convertible Securities)..........................................................137 BAB 4 PENAWARAN UMUM DI PASAR PERDANA (INITIAL PUBLIC OFFERING) 139 A. Pasar Perdana ................................................................................................................139 1. Pasar Perdana (Primary Market)..................................................................... 139 2. Pasar Sekunder (Secondary Market)............................................................ 140 B. Penawaran Umum (Initial Public Offering) ................................................... 141 1. Pengertian.......................................................................................................................141 2. Public Offering vs. Private Offering................................................................143 3. Go Public vs. Go Private .........................................................................................143 4. Tujuan atau Motivasi IPO .....................................................................................144 5. Keuntungan dan Kelemahan IPO....................................................................146 C. Konsekuensi Go Public...............................................................................................151 D. Mekanisme IPO...............................................................................................................151 1. Prosedur IPO ..................................................................................................................151 2. Tahapan IPO....................................................................................................................155 BAB 5 PERJANJIAN-PERJANJIAN DI PASAR MODAL 173 A. Perjanjian Penjaminan Emisi Efek.......................................................................173 1. Penjaminan Emisi Efek...........................................................................................173 2. Perjanjian Perwaliamanatan untuk Efek Bersifat Utang.................179 3. Perjanjian Pendahuluan Pencatatan Efek .............................................. 203 4. Perjanjian Pemeringkatan.................................................................................. 205 5. Kontrak Pengelolaan Reksa Dana Berbentuk Perseroan ..............209 6. Kontrak Penyimpanan Kekayaan Reksa Dana Berbentuk Perseroan .............................................................................................210 7. Kontrak Reksa Dana Berbentuk Kontrak Investasi Kolektif (KIK)..................................................................................................................212 8. Kontrak Pembukaan Rekening Efek..............................................................215 9. Kontrak Pembukaan Rekening Dana ...........................................................231 BAB 6 TRANSAKSI EFEK DI PASAR SEKUNDER (SECONDARY MARKET) 237 A. Pasar Sekunder (Secondary Market).................................................................237 B. Segmen Pasar ............................................................................................................... 239 C. Jenis Transaksi .............................................................................................................. 239 D. Mekanisme Transaksi..................................................................................................241 E. Kliring dan Penjaminan Penyelesaian Transaksi....................................... 246 F. Penyelesaian Transaksi (Settlement)............................................................... 249 G. Saat terjadinya transaksi dan Peralihan Kepemilikan Efek......................................................................................................... 256 H. Traksaksi Margin dan Short Selling .................................................................. 259 1. Transaksi Margin (Long Purchase).................................................................259 2. Transaksi Kredit Jual Kosong (Short Sale) ...............................................264 BAB 7 TRANSAKSI DI LUAR BURSA (OVER THE COUNTER/OTC MARKET) 271 A. Karakteristik OTC...........................................................................................................271 B. Jenis OTC............................................................................................................................275 C. Pengaturan dan Pengawasan OTC......................................................................277 BAB 8 AKSI KORPORASI (CORPORATE ACTION) 287 A. Konsep Dasar Corporate Action ..........................................................................287 b. Tujuan Corporate Action..........................................................................................289 c. Dampak Corporate Action.......................................................................................291 d. Jenis Corporate Action.............................................................................................. 292 1. Pembagian Dividen...................................................................................................293 2. Pembagian Saham Bonus....................................................................................297 3. Penawaran Saham Baru (Right Issue)........................................................ 299 4. Penambahan Modal Tanpa HMETD .............................................................301 5. Penawaran Tender.....................................................................................................301 6. Pemecahan Nilai Nominal Saham (Stock Split/Share Split) ...... 305 7. Konsolidasi Saham (Consolidation/Reverse Stock Split)...............306 8. Pembayaran Bunga Obligasi (Coupon Payment)................................306 9. Pembayaran Kembali Obligasi (Bond Redemption)..........................307 10. Pembelian Kembali Saham (Buy Back/Repurchase Offer/ Tender Offer)................................................................................................................308 11. Transaksi Materiel......................................................................................................310 12. Perubahan Kegiatan Utama ................................................................................311 13. Restrukturisasi Perusahaan.................................................................................312 E. Mekanisme Corporate Action.................................................................................317 BAB 9 PRINSIP KETERBUKAAN INFORMASI (DISCLOSURE PRINCIPLE) 321 A. Transformasi PT Tertutup Menjadi PT Terbuka........................................... 321 B. Keterbukaan Informasi.............................................................................................323 1. Prinsip Keterbukaan Informasi........................................................................323 2. Informasi Materiel....................................................................................................325 3. Fungsi dan Tujuan Keterbukaan Informasi............................................. 330 4. Pihak yang Menjadi Target Keterbukaan Informasi...........................333 C. Keterbukaan Informasi Saat Penawaran Umum ...................................... 336 1. Keterbukaan Informasi Melalui Pernyataan Pendaftaran.............336 2. Keterbukaan Melalui Prospektus....................................................................339 3. Melalui Legal Audit dan Legal Opinion.......................................................346 D. Keterbukaan Informasi Setelah Penawaran Umum................................ 348 1. Laporan Tahunan ......................................................................................................348 2. Laporan Berkala..........................................................................................................349 3. Laporan Realisasi Penggunaan Dana ...........................................................351 4. Keterbukaan Informasi Insidential Atas Fakta/Informasi Materiel ............................................................................................................................351 5. Tanggung Jawab Atas Kebenaran Informasi Material......................356 6. Sanksi................................................................................................................................359 BAB 10 REKSA DANA 361 A. Pengertian Reksa Dana ............................................................................................361 B. Bentuk Reksa Dana..................................................................................................... 364 1. Reksa Dana Berbentuk Perseroan..................................................................364 2. Reksa Dana Berbentuk Kontrak Investasi Kolektif (KIK)................365 C. Mekanisme Kegiatan dan Pengelolaan Reksa Dana.................................367 D. Fungsi dan Tanggung Jawab Manajer Investasi.........................................369 1. Fungsi Manajer Investasi..................................................................................... 369 2. Tanggung Jawab Manajer Investasi...............................................................370 E. Fungsi Bank Kustodian..............................................................................................373 F. Pengaturan Reksa Dana............................................................................................373 BAB 11 PELANGGARAN DAN KEJAHATAN PASAR MODAL 377 A. Bentuk Pelanggaran dan Kejahatan Pasar Modal......................................377 1. Penipuan......................................................................................................................... 377 2. Manipulasi Pasar........................................................................................................378 3. Insider Trading (Perdagangan Orang Dalam)........................................ 386 4. Bentuk Insider Trading..........................................................................................395 B. Penegakan Hukum Atas Pelanggaran dan Kejahatan Pasar Modal ........................................................397 1. Sanksi Perdata.............................................................................................................397 2. Sanksi Pidana............................................................................................................... 398 3. Sanksi Administratif................................................................................................ 399 DAFTAR PUSTAKA 401 TENTANG PENULIS 411
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